Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Gregory Hoffman | 1175434 | 20 | 01/27/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Marion Filipski | 1359930 | 1 | 01/27/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David A Higgins | 2267157 | 10 | 01/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Layton Whiffen | 464693 | 3 | 01/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Don Carl Cooper | 4027030 | 2 | 12/22/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jill Kathleen Arbogast | 4591435 | 3 | 12/21/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Stephen Sasich | 1019447 | 4 | 12/18/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Alex North | 1665147 | 7 | 12/17/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joseph Beninati | 2427186 | 4 | 12/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joseph Beninati | 2427186 | 4 | 12/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |