Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leroy Leranize Oscar | 1561757 | 9 | 05/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cedric Jean Richardson | 2936864 | 5 | 04/29/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Carroll | 2546839 | 4 | 04/21/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 04/06/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joyce Katzman Gonzalez | 1048934 | 8 | 04/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Ochlan | 1373282 | 4 | 03/25/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Rosato | 1017128 | 7 | 03/17/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald George Sanchies | 1035349 | 3 | 02/04/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harvey Pettibone Barnard | 12714 | 3 | 02/02/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Patrick Costa | 2238385 | 1 | 02/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |