Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 08/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyongjin Lee | 2178866 | 2 | 08/04/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Paul Dart | 2280427 | 1 | 08/02/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |