Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Eugenia Nodar | 1660104 | 2 | 10/29/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Bongiovanni | 5323702 | 4 | 10/08/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Roy Fredriksen | 3118446 | 1 | 09/28/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Allen Dague | 2397866 | 4 | 09/28/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dewey Conley | 1622930 | 1 | 09/20/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Allen Triska | 1524841 | 5 | 09/17/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Henry Royer | 2575317 | 2 | 09/09/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Lloyd Esposito | 2798515 | 12 | 09/08/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Fitzgerald | 2096326 | 7 | 08/20/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Grant Craig | 4527891 | 2 | 08/17/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |