Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ross Otto Howell | 2223269 | 1 | 02/15/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Annie Cronin | 2287522 | 4 | 02/09/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rocco Degregorio | 2133565 | 7 | 01/31/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 01/18/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everett Wayne Copelin | 1570889 | 2 | 01/11/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Gerald Simon | 424510 | 2 | 01/10/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred Jewel Scott | 1219671 | 1 | 01/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 12/20/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ben Alan Mandel | 2785603 | 1 | 11/12/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 11/04/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |