Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Hall Allen | 1172057 | 13 | 04/19/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Cavanaugh | 2335829 | 2 | 04/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert James Griffiths | 2078389 | 1 | 04/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Lucas Ware | 1038282 | 3 | 03/31/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 03/25/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Allen Dague | 2397866 | 4 | 03/14/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard James McCorkle | 1836233 | 1 | 03/09/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Lamar Strange | 1686055 | 2 | 03/03/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betty Carol Smith | 1474256 | 7 | 03/03/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gregory Hoffman | 1175434 | 20 | 02/16/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |