Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Gregory Hoffman | 1175434 | 20 | 08/09/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darrin Robert Halsey | 3123125 | 1 | 08/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Logan McAdams | 1215720 | 3 | 07/26/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rocco Degregorio | 2133565 | 7 | 07/13/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Randall Davis | 800257 | 15 | 07/05/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Hefelfinger | 2273817 | 4 | 07/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenward Lavon Stone | 1198779 | 21 | 06/30/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nacole Darlene Carson | 3061635 | 2 | 06/28/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noble John Dilday | 819018 | 3 | 06/17/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alberto Arturo Fritz | 2158296 | 15 | 06/07/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |