Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rocco Degregorio | 2133565 | 7 | 09/27/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 09/21/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Thompson Hunter | 719656 | 1 | 09/14/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathryn Bove Hughes | 2014864 | 1 | 09/09/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 09/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frances Ellen Secco | 1136673 | 1 | 08/31/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Alan Hollett | 726835 | 1 | 08/23/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barry Gordon Ingersol | 704330 | 4 | 08/22/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrea Hurd Denney | 1313679 | 4 | 08/22/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zella Bedami Gaeta | 2594626 | 1 | 08/09/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |