Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Zeytoonian | 2455206 | 1 | 11/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Chandler | 2868594 | 2 | 11/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Paden | 1897995 | 2 | 10/21/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Miller Staves | 2296731 | 3 | 10/17/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 10/14/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joanne Marie Beaton | 1870572 | 5 | 10/11/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan C Davis | 6779818 | 2 | 10/07/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Adrien Brule | 1146079 | 8 | 10/04/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Wayne Williams | 721975 | 3 | 10/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Lee Thompson | 1053188 | 1 | 09/29/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |