Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George James Oldoerp | 1852219 | 3 | 03/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 02/21/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 02/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Michael Arendsee | 2729007 | 1 | 02/10/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia M Steele | 2345386 | 1 | 02/06/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph H Savage | 6137036 | 2 | 02/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Dale Crossley | 2803407 | 5 | 02/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Michael Buscemi | 1549468 | 1 | 01/27/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Frey | 852325 | 3 | 01/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Frey | 852325 | 3 | 01/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |