Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael McGill | 4728513 | 7 | 03/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Frank Pailin | 1209128 | 15 | 03/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Isao Watanabe | 1183475 | 1 | 03/10/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 03/09/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Cole Discount | 2451347 | 2 | 03/08/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Austin Dooley | 1319948 | 4 | 03/05/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard Bless | 1264496 | 1 | 03/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elliott Keith Bowman | 4274946 | 1 | 03/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Tito Espina | 1059936 | 2 | 03/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Alan Weinberger | 1571290 | 2 | 03/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |