Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Carroll | 41689 | 21 | 06/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Al F Devji | 2309006 | 2 | 05/31/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Patrick Barker | 2158577 | 3 | 05/20/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Rodolfo Manon | 5246649 | 1 | 05/12/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Arthur Sebald | 1426782 | 2 | 05/04/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 05/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Brodeur | 1366984 | 2 | 04/24/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent John Grucci | 1602600 | 28 | 04/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Biegler | 1402834 | 7 | 04/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Carr | 5310759 | 3 | 04/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |