Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Ochlan | 1373282 | 4 | 08/03/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Stuart Mintz | 1281070 | 3 | 08/02/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Alfred Anderson | 1584919 | 7 | 07/15/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 07/11/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles George Posternak | 366278 | 1 | 07/05/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ann White | 1096663 | 1 | 07/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 06/22/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Major L Kyles | 1943233 | 2 | 06/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cristian Corona Arias | 2205884 | 2 | 06/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Ralph McCausland | 1557099 | 2 | 06/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |