Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tommy Harlin Bridges | 861149 | 5 | 09/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Herbert Seth Hershkowitz | 1079767 | 6 | 09/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Balogh | 1398194 | 2 | 09/11/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Donnelly | 1673855 | 5 | 09/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Jean Almulla | 1046406 | 4 | 08/24/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 08/23/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Cole Discount | 2451347 | 2 | 08/21/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Isaac Frank | 4033599 | 2 | 08/17/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sherman Wilcott | 1272372 | 4 | 08/16/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gregory Hoffman | 1175434 | 20 | 08/06/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |