Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Ray Johnson | 5054648 | 3 | 11/20/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Randall Davis | 800257 | 15 | 11/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Carr | 5310759 | 3 | 11/13/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James William Shugart | 845632 | 4 | 11/09/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juanita Christine Causey Oraevsky | 2207825 | 3 | 11/07/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Francis Tessmer | 1495794 | 1 | 11/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Edward Barnett | 4173482 | 2 | 10/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 10/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Audrey K Croft | 4178028 | 13 | 09/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gary Weinkle | 2532595 | 2 | 09/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |