Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Joseph Mascaro | 2111218 | 5 | 12/26/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 12/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 12/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Traci S Ruiz | 2437210 | 2 | 12/06/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Charles Borland | 1004997 | 11 | 12/04/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Carroll | 41689 | 21 | 12/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Wood Daulton | 864149 | 6 | 11/29/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Douglas Conway | 1029027 | 5 | 11/29/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann Bishoff Harden | 3027384 | 3 | 11/27/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Pautauros | 4941577 | 1 | 11/22/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |