Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Tyrone McKinnon | 1037683 | 8 | 01/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Randall Davis | 800257 | 15 | 01/18/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Christopher Lupo | 1246232 | 7 | 01/17/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Charles Ringen | 1549795 | 16 | 01/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell White | 1255257 | 14 | 01/08/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Claude Wright | 2845304 | 1 | 01/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Frey | 852325 | 3 | 01/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Vincent Stevens | 2252113 | 2 | 01/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Randall Davis | 800257 | 15 | 12/31/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Mitchell | 1292487 | 8 | 12/31/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |