Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Connie Lynn Davis | 1852821 | 1 | 03/27/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Darell Alexander | 2033932 | 2 | 03/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Paul Thornton | 7370252 | 1 | 03/13/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Terry Burrows | 2377015 | 2 | 03/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Carroll | 41689 | 21 | 03/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Tao | 2505955 | 4 | 02/23/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 02/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 02/08/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Brown | 1240188 | 6 | 01/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maxime Fleming Jean-Louis | 5436759 | 2 | 01/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |