Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Charles Ringen | 1549795 | 16 | 05/03/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Johnston Martin | 2010472 | 6 | 05/02/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Eugene Sherman | 2305832 | 2 | 04/30/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Robert Beeson | 1195708 | 8 | 04/30/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Lamont Perry | 1534478 | 1 | 04/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steve Dee Taton | 1578300 | 14 | 04/12/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Henry Carr | 5310759 | 3 | 04/04/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |