Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lynn Rose | 4323440 | 4 | 06/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Marcus Turner | 2834316 | 4 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Douglas Kerscher | 2179368 | 2 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rish R Bachu | 1899253 | 2 | 05/28/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Alan Miller | 4578492 | 1 | 05/17/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Frederick Edris | 2843639 | 2 | 05/14/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 05/09/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jody L Pullium | 3272304 | 5 | 05/07/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |