Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Edward Barnett | 4173482 | 2 | 10/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 10/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Alfred Anderson | 1584919 | 7 | 10/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Walker | 5579958 | 4 | 09/30/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alberto Arturo Fritz | 2158296 | 15 | 09/26/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Jeffrey Burns | 860745 | 3 | 09/25/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Lee Hutchinson | 2055616 | 22 | 09/20/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 09/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kirk Francis Henderson | 1761419 | 2 | 09/08/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Andrew Lee | 2768039 | 7 | 08/28/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |