Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoff Thomas Delahanty | 4900579 | 6 | 10/23/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Roy Saul | 1123060 | 3 | 10/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Roy Saul | 1123060 | 3 | 10/22/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Audrey K Croft | 4178028 | 13 | 10/21/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell White | 1255257 | 14 | 10/17/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jefferson Williams Rogers | 2683449 | 5 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley Dennis Valdry | 2089710 | 3 | 10/16/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Jean Soulcheck | 2095235 | 8 | 10/02/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Diane Jean Soulcheck | 2095235 | 8 | 10/02/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |