Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chaim Troman | 3180011 | 1 | 12/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Corrao | 1455690 | 12 | 11/27/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Edward Mikszan | 1857555 | 2 | 11/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Whelan | 1836559 | 2 | 11/15/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Brett Lewis | 2248235 | 3 | 11/14/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gregory Hoffman | 1175434 | 20 | 11/06/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Phillip Webb | 1065431 | 5 | 11/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rex Charles Hansen | 1939770 | 3 | 11/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Allen Majors | 2171013 | 1 | 11/01/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell White | 1255257 | 14 | 10/28/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |