Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Michael Roussis | 1422948 | 2 | 02/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Joseph Geraci | 1884015 | 2 | 02/06/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derrick Smith Andrews | 1852661 | 2 | 02/04/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas J Marken | 2877646 | 2 | 02/03/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Gavin Gore | 225963 | 1 | 01/24/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannan G Goodman | 5018457 | 1 | 01/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Marcus Turner | 2834316 | 4 | 01/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Andrew Gorman | 2962667 | 2 | 01/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 01/15/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Todd McClaskie | 2960738 | 1 | 01/13/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |