Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerri Lynn Murray | 2548512 | 2 | 03/24/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig McKean | 1197246 | 12 | 03/21/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colin Fitzpatrick Smith | 1331467 | 5 | 03/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Arthur Royal | 1915154 | 8 | 03/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Ward | 2598797 | 3 | 03/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerry Polovnuk | 2068027 | 2 | 02/25/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valerie Jackson | 1713569 | 1 | 02/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Christopher Conley | 4182958 | 1 | 02/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Carlo Marano | 2457696 | 1 | 02/14/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Vicente Rodriguez | 1411517 | 1 | 02/13/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |