Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Carol Smith | 1474256 | 7 | 07/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Wayne Bird | 4523235 | 2 | 06/23/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 06/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Kravetz | 2264333 | 1 | 06/07/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janice Louise Blackburn | 2568819 | 5 | 05/29/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kennelm Marcian Cassell | 1210205 | 1 | 05/29/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Randal Seal | 2023919 | 3 | 05/22/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Allen Parker | 2232010 | 5 | 05/19/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerri Lynn Murray | 2548512 | 2 | 05/16/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valerie Chase | 1741238 | 3 | 05/09/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |