Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Carroll | 41689 | 21 | 08/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Carroll | 41689 | 21 | 08/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell White | 1255257 | 14 | 08/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell White | 1255257 | 14 | 08/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Thomas Guilfoile | 2202583 | 2 | 07/29/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wade Franklin Kauffman | 4197167 | 1 | 07/21/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Stouffer | 1571755 | 4 | 07/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 07/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 07/02/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rita Atlanta Ford | 4156096 | 3 | 07/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |