Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Carroll | 41689 | 21 | 12/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Lucas Albright | 1346110 | 3 | 12/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert M Durante | 4893796 | 2 | 12/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Michael Aidala | 1365376 | 2 | 11/26/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clifford David Gonzales | 1846411 | 3 | 11/26/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mead Woodard | 2266418 | 9 | 11/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Bum Soo Kim | 2134264 | 10 | 11/14/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Boyd John Klingler | 1294692 | 1 | 11/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 10/28/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eul Hyung Choi | 1592055 | 16 | 10/21/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |