Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Susan Cohen | 2344878 | 5 | 01/12/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Graham Christian | 1293153 | 3 | 01/10/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 01/05/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janice Louise Blackburn | 2568819 | 5 | 01/02/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Darcel Hager | 4655821 | 8 | 01/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Kevin Coville | 2255822 | 4 | 12/26/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olivia Theresa Surratt | 1347106 | 1 | 12/23/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neil Gerard Damato | 1594844 | 1 | 12/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell White | 1255257 | 14 | 12/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fredrick Morgan | 1360195 | 6 | 12/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |