Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Pavlovich | 2122937 | 2 | 04/08/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 04/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Menard | 5271802 | 3 | 03/30/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerard Jude Halloran | 1186943 | 13 | 03/30/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Alan Briscoe | 1566974 | 2 | 03/27/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Lee Tillotson | 2990173 | 17 | 03/24/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Elmer Strobel | 4151600 | 1 | 03/23/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cedric Jean Richardson | 2936864 | 5 | 03/16/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 03/12/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Lucas Albright | 1346110 | 3 | 03/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |