Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Ann Sumner-Harris | 5136907 | 1 | 06/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Australia Pernell Powell | 2547243 | 2 | 06/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Australia Pernell Powell | 2547243 | 2 | 05/28/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 05/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Richard Campisi | 2228229 | 4 | 04/21/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kennon Albert Brennen | 2293020 | 7 | 04/21/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 04/16/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 04/16/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Keith Vereen | 4167706 | 2 | 04/10/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marie Hart Silverman | 238666 | 1 | 04/08/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |