Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/19/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kennon Albert Brennen | 2293020 | 7 | 06/18/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Leroy Barr | 1750094 | 2 | 06/17/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen M Carroll | 2546839 | 4 | 06/12/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Glenn Messerli | 6278724 | 2 | 06/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Jane Smith | 2295471 | 4 | 06/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Sol Epstein | 3167534 | 1 | 06/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Tyrone McKinnon | 1037683 | 8 | 06/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurie L Estes | 4603740 | 1 | 06/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Carroll | 41689 | 21 | 06/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |