Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick James Diggins | 1500403 | 5 | 12/23/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Latina Renay MacKey | 6714838 | 1 | 12/18/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roy Linne Olson | 601665 | 1 | 12/02/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Richard Lynch | 3148584 | 4 | 12/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Raymond Wilson | 2251883 | 1 | 12/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Royce Jack Richards | 4492914 | 1 | 11/24/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Tice Weaver | 829738 | 3 | 11/23/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Allen Engberg | 1187594 | 1 | 11/17/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Ralph Miller | 1940971 | 4 | 11/13/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daryl J Martin | 4028296 | 4 | 11/12/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |