Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Franklyn Johnson Collymore | 3237105 | 1 | 08/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christian Joel Brand | 2434521 | 3 | 08/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Irwin Balstad | 3151362 | 3 | 08/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Randall Carlton Stone | 4532912 | 1 | 07/30/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Glenn Messerli | 6278724 | 2 | 07/23/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Johneric Bannon | 2416536 | 3 | 07/21/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Ted Pritchard | 1577578 | 2 | 07/21/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dean Ellis Vandonge | 1717399 | 2 | 07/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jerry William Wallace | 1156698 | 1 | 07/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Marc Howard Seligsohn | 1609414 | 1 | 07/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |