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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 18,841-18,850 out of 19,577 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Keith Allen Bradley868141511/19/1999Judgment / Lien$0.00$0.00See FINRA Report
John Tao2505955411/18/1999Judgment / Lien$0.00$0.00See FINRA Report
Stephen Craig Mercer3141886211/17/1999Judgment / Lien$0.00$0.00See FINRA Report
Omari F Thomas4080767311/15/1999Judgment / Lien$0.00$0.00See FINRA Report
Dayna Rose Byrd-Mattress2632282311/04/1999Judgment / Lien$0.00$0.00See FINRA Report
Vernon Lucas Albright1346110311/01/1999Judgment / Lien$0.00$0.00See FINRA Report
Stephen Paul Geyer1386430711/01/1999Judgment / Lien$0.00$0.00See FINRA Report
Owen Chesterfield Edwards1387782210/18/1999Judgment / Lien$0.00$0.00See FINRA Report
Nathan Thomas Koenig51921411110/13/1999Judgment / Lien$0.00$0.00See FINRA Report
Anthony Roger Marrama1969420110/13/1999Judgment / Lien$0.00$0.00See FINRA Report

19,577 Results

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