Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Keith Allen Bradley | 868141 | 5 | 11/19/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Tao | 2505955 | 4 | 11/18/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Craig Mercer | 3141886 | 2 | 11/17/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Omari F Thomas | 4080767 | 3 | 11/15/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dayna Rose Byrd-Mattress | 2632282 | 3 | 11/04/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Vernon Lucas Albright | 1346110 | 3 | 11/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Paul Geyer | 1386430 | 7 | 11/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Owen Chesterfield Edwards | 1387782 | 2 | 10/18/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nathan Thomas Koenig | 5192141 | 11 | 10/13/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Anthony Roger Marrama | 1969420 | 1 | 10/13/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |