Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas B Wilson | 4803485 | 2 | 01/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Horace Stevenson Nash | 4345721 | 2 | 01/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Lisander McSween | 4795037 | 1 | 12/31/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gavin Laurence Ellzey | 5138253 | 1 | 12/31/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Daniel Ream | 1375166 | 3 | 12/20/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 12/17/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harvey Pettibone Barnard | 12714 | 3 | 12/09/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Johnson | 1838472 | 1 | 12/08/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann Bishoff Harden | 3027384 | 3 | 12/02/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred Henry Spagat | 1689238 | 1 | 12/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |