Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Carroll | 41689 | 21 | 05/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neil Nirelli | 1935718 | 4 | 04/26/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Leron Fields | 2432833 | 2 | 04/04/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Sheahan | 4193703 | 1 | 04/03/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Edward Boensch | 2314474 | 1 | 04/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Darcel Hager | 4655821 | 8 | 03/30/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Lamont Daughtry | 3275671 | 3 | 03/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Carroll | 41689 | 21 | 03/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Carroll | 41689 | 21 | 03/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela Michelle Fettik | 4710729 | 1 | 02/16/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |