Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diana Lee Deprey | 1975068 | 1 | 05/31/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Soli | 2380907 | 3 | 05/24/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory James Thoemke | 2050430 | 5 | 05/24/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 05/23/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent D Griffin | 3241851 | 5 | 05/19/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron Leonard Young | 2146028 | 5 | 05/19/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Henry Tune | 3121530 | 2 | 05/11/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Evan Nufrio | 1902705 | 3 | 05/03/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan Thomas Koenig | 5192141 | 11 | 05/02/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bill Steven Franks | 4945949 | 1 | 05/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |