Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl D Butler | 6365421 | 2 | 09/21/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Dennae Castle | 6838819 | 4 | 09/21/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven William Eaddy | 1432802 | 4 | 09/15/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Garth Hayes | 1995512 | 1 | 09/13/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Edward Heather | 5996909 | 3 | 09/13/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Gavin | 2878411 | 1 | 09/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Edwards Deinlein | 1806608 | 10 | 09/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 09/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John L Swasey Jr | 440951 | 1 | 08/24/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Parker | 1773707 | 1 | 08/23/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |