Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mead Woodard | 2266418 | 9 | 11/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 10/26/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| M Anita Howcroft | 4186861 | 2 | 10/23/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Mark Johnston | 1626695 | 23 | 10/17/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lyndon Makoto Hara | 1787847 | 2 | 10/16/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Richard Lynch | 3148584 | 4 | 10/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Dolen Hedrick | 1250189 | 6 | 10/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark William Long | 1112301 | 3 | 10/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 10/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Eugene Wright | 1976332 | 3 | 09/29/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |