Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Leron Fields | 2432833 | 2 | 12/13/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allen West | 4285570 | 4 | 12/13/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Sobel | 1086103 | 1 | 12/07/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Wayne James | 1623139 | 6 | 12/04/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Farkas | 2455977 | 2 | 11/28/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Buckley Cowart | 2286625 | 2 | 11/22/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 11/22/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Reginald Harrison | 1838608 | 1 | 11/03/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Neal Threets | 1305642 | 5 | 11/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerard Chandler Gremillion | 1816351 | 9 | 11/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |