Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William David Carlton | 1215541 | 2 | 09/27/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Vincent John Grucci | 1602600 | 28 | 09/22/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| William Charles Tilghman | 7356725 | 2 | 09/01/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Daniel Todd Lerner | 1255769 | 13 | 07/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| William J Michero | 4617645 | 4 | 05/17/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Anthony Baker Liddle | 5478479 | 13 | 05/10/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Patrick Trease | 1298222 | 3 | 04/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Douglas Alan MacWright | 727009 | 4 | 04/18/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Maxim Tulupnikoff | 6188857 | 2 | 04/11/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Justin Pullaro | 5208633 | 1 | 02/16/2022 | Investigation | $0.00 | $0.00 | See FINRA Report |