Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Michael Poschinger | 6450544 | 2 | 02/21/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Joseph Allen Simpson | 3093722 | 3 | 12/19/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Trent Charles Drake | 4724917 | 2 | 11/03/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Sotirios Pappas | 6906891 | 9 | 10/03/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Arturo Nicolayevsky | 5851384 | 9 | 09/28/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| William David Rothrock | 3034575 | 2 | 09/25/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Ramon Araneta Neri | 2065772 | 3 | 09/14/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Brian Stuart Grodin | 2119770 | 1 | 09/13/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| A K Roberson | 2298900 | 3 | 09/01/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael Rex Crosett | 2250412 | 2 | 09/01/2023 | Investigation | $0.00 | $0.00 | See FINRA Report |