Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Douglas Lorraine | 2424747 | 6 | 09/26/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Henry Massey | 2395900 | 4 | 04/12/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John Daniel Frankola | 1793125 | 4 | 03/21/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Emanuel Louis Sarris | 1363059 | 13 | 03/07/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John Brian MacDonald | 2634817 | 2 | 02/29/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| James Donald Conroy | 1349786 | 3 | 02/22/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Edward Barlow | 1121249 | 3 | 01/26/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Cardia | 2808582 | 5 | 12/02/1999 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Santo Minero | 1357711 | 1 | 12/01/1999 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Keith Thomas Heinze | 1342926 | 3 | 09/01/1999 | Investigation | $0.00 | $0.00 | See FINRA Report |