Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allen Douglas Ray | 1904019 | 6 | 07/12/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Lee Hyder | 5445465 | 4 | 06/27/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Steven Wayne Oxford | 2045738 | 2 | 04/09/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Jay Gollehon | 1212338 | 3 | 04/06/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Michael Brown | 2642492 | 2 | 03/22/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Mark Gray | 2429926 | 2 | 01/24/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John Frank Lopez | 4409741 | 3 | 11/17/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| David Fiedler | 207196 | 1 | 11/17/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert William Freshour | 1564319 | 3 | 11/13/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| James Edward Miller | 2995529 | 3 | 10/13/2000 | Investigation | $0.00 | $0.00 | See FINRA Report |