Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Alan Kirchner | 2942789 | 2 | 06/09/2008 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Pyle | 2142478 | 4 | 04/09/2008 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Steven Richard Lewit | 3262075 | 3 | 03/04/2008 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Paul Allan Dyer | 3131390 | 3 | 12/12/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Gene Robert Austin | 2296065 | 6 | 10/17/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Dale Robert Aldieri | 1230340 | 2 | 09/20/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Wanda Pittman Sears | 2214419 | 29 | 09/19/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Garry Edward Collins | 5413944 | 3 | 07/13/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Brent Alan Nelson | 3026585 | 7 | 05/17/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Brenda Sue Kindy | 1344633 | 1 | 03/27/2007 | Investigation | $0.00 | $0.00 | See FINRA Report |