Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Christopher Demoss | 5137831 | 1 | 07/28/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michael Allen Minozzi | 5293542 | 2 | 06/27/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Bill T Griffith | 2281573 | 1 | 06/27/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Candice Joy Hutton | 2733374 | 13 | 05/06/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Anshuman Jain | 1492453 | 1 | 05/06/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Mark Earl Wolanyk | 2778717 | 3 | 03/22/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John David Telfer | 1099745 | 9 | 03/21/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Jesenik | 5331944 | 5 | 03/11/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Brian Arthur Oliver | 5332005 | 5 | 03/11/2016 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Timothy Tilton Ayre | 2091556 | 7 | 03/11/2016 | Investigation | $0.00 | $0.00 | See FINRA Report |