Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gaetano O'Neil | 4141201 | 4 | 12/10/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| George Henry Messier | 1005894 | 7 | 10/15/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Zachary Tanner Slagel | 1587693 | 2 | 10/11/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Thomas Stirling Amacker | 4212 | 2 | 10/01/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Raul Julian Reyes | 6251796 | 2 | 09/21/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Bruce Colin Worthington | 2193895 | 9 | 09/17/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| David Del Rio | 4771963 | 6 | 09/13/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Charles William Bruton | 820255 | 2 | 09/04/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Edward Ralph Conrekas | 2962132 | 3 | 08/30/2018 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| William Anthony McInerney | 1339603 | 7 | 08/22/2018 | Investigation | $0.00 | $0.00 | See FINRA Report |