Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David L Knutson | 1050224 | 3 | 06/11/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Shedenhelm | 2193456 | 3 | 05/16/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Manuel Rene Negron | 5759449 | 5 | 04/11/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Zachary Scott Wagner | 6694074 | 4 | 03/26/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Ricky Darrell Flatt | 2473357 | 17 | 03/07/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles High | 4568165 | 11 | 02/14/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Barry Robert Bode | 1203578 | 3 | 02/07/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| George McElroy | 1807305 | 14 | 01/17/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Gregory Michael Duckwitz | 6933484 | 3 | 01/15/2019 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Richard Edward Torrington | 2984242 | 3 | 12/13/2018 | Investigation | $0.00 | $0.00 | See FINRA Report |