Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ezri Shechter | 2772177 | 7 | 06/17/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Nico Raphael Sharp | 5988268 | 3 | 06/08/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jolyn Chappell | 6293016 | 1 | 06/03/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Christopher Hynes | 4171339 | 3 | 04/22/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Wayne Reed | 3007033 | 11 | 04/07/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Basil Christakos | 2290795 | 1 | 03/10/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Tonya Nicole Smoake | 4985049 | 2 | 03/02/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Garrett Randell Gaylor | 2276151 | 3 | 02/19/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Wendy J Pyne | 6794368 | 2 | 02/10/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Conrad Aaron Coggeshall | 4383687 | 8 | 01/07/2020 | Investigation | $0.00 | $0.00 | See FINRA Report |